SEC Proposes Rules to Enhance Order Handling Information Available to Investors

On July 13, 2016, the Securities and Exchange Commission proposed rules that “for the first time would require broker-dealers to disclose the handling of institutional orders to customers … [and] would expand the information included in existing retail order disclosures.” After the proposed rules are published in the Federal Register, the comment period will be open for 60 days. Release. Proposed Rule.