CFTC Division of Market Oversight Reminds Market Participants of the Upcoming Expiration of Certain No Action Relief From the Ownership and Control Final Rule

 

On November 16, 2016, the U.S. Commodity Futures Trading Commission (the “CFTC“) issued a reminder that previously specified no‑action relief will shortly be expiring. On November 18, 2016, at 12:00 a.m. Eastern time, revised electronic submission requirements for Forms 40/40S and 71 were put in effect. Release.