review the SEC’s proposed regulatory framework

Orrick Breakfast Briefing: SEC Proposal to Prohibit Material Conflicts of Interest in Securitization

On October 7th in our New York office, Orrick lawyers will review the SEC’s proposed regulatory framework to prohibit certain conflicts of interest and assess whether the SEC effectively differentiates between legitimate risk mitigation and deceptive practices. We will also consider alternative approaches to manage these conflicts. Click here for more information and to register.

SEC Proposal to Prohibit Material Conflicts of Interest in Securitization – Advancing Legislative Intent Without Constraining Legitimate Risk Mitigation

SAVE THE DATE: On October 7th in our New York office, Orrick partners will review the SEC’s proposed regulatory framework to prohibit certain conflicts of interest and assess whether the SEC effectively differentiates between legitimate risk mitigation and deceptive practices. We will also consider alternative approaches to manage these conflicts.