On November 23, the SEC extended, until December 2, 2011, the temporary conditional exemption exempting NRSROs from complying with Rule 17g-5 for extraterritorial transactions. The SEC also requested comments on the exemption. SEC Order.
On November 23, the SEC extended, until December 2, 2011, the temporary conditional exemption exempting NRSROs from complying with Rule 17g-5 for extraterritorial transactions. The SEC also requested comments on the exemption. SEC Order.