From June 26 through June 28, the CFTC released the following no-action letters:
- June 28: Masking of Certain Identifying Information for Part 45 and Part 46 Reporting Counterparties.
- June 28: Portfolio Reconciliation Requirements for Swap Dealers and Major Swap Participants.
- June 27: Certain External Business Conduct Standards and Documentation Standards for Swap Dealers and Major Swap Participants.
- June 27: Certain Business Conduct Standards for Foreign Exchange Intermediated Prime Brokerage Arrangements.
- June 27: Treatment of Swap Transactions for Persons Engaging in Floor Trader Activities.
- June 27: Relief from Reporting Requirements of Part 45 for CDS clearing-relating swaps.
- June 27: Relief concerning Bespoke or Complex Swaps.
- June 26: Documentation Standards imposed on Swap Dealers and Major Swap Participants in connection with (i) foreign exchange transactions that are swaps; and (ii) physically-settled foreign exchange forwards and swap agreements.
- June 26: Relief from Obligation to Report Valuation Data for Cleared Swaps.
- June 26: Duties imposed on Swap Dealers and Major Swap Participants for external business contact and documentation requirements relating to ‘Intended-To-Be-Cleared’ (ITBC) Swaps.
- June 26: Annual Compliance Reports for Swap Dealers.
- June 26: Terms that are included in Portfolio Reconciliations.