From December 14 through December 31, 2012, the CFTC released the following no-action letters:

• December 14:  Timeline for Swap Dealer Compliance with Large Swap Trader Reporting Rules  
• December 14:  Annual Reports of Chief Compliance Officers for Swap Dealers 
• December 17:  Reporting of Unique Swap Identifier by Prime Brokers 
• December 17:  Compliance with Reporting Obligations by Swap Dealers and Major Swap Participants 
• December 18:  Japan Securities Clearing Corporation and its Clearing Participants 
• December 18:  Treatment of Swap Transactions on Natural Gas Exchange for Calculations under the Swap Dealer Definition 
• December 18:  Obligation of Swap Dealers and Major Swap Participants to provide Pre-Trade Mid-Market Mark for certain Credit Default Swaps and Interest Rate Swaps 
• December 19:  Reporting Provisions for Swap Dealers and Major Swap Participants for CDS Clearing-Relating Swaps 
• December 19:  Treatment of Swap Transactions by persons engaging in Floor Trader Activities for purposes of Swap Dealer Definition Calculations  
• December 21: Treatment of Swap Transactions arising from Multilateral Portfolio Compression Exercises for purposes of Swap Dealer Definition Calculations 
• December 21:  Legal Entity Identifiers and Certain Identifying Information 
• December 21:  Singapore Exchange Derivatives Clearing Limited and its Clearing Members 
• December 21:  Compo Equity Total Return Swaps 
• December 21:  Reporting of Certain Non-Reporting Counterparty Information 
• December 21:  Swap Data Reporting Relief for Swap Dealers 
• December 21:  Registration Relief for Operators in Investment Pools that invest in Legacy Securitization Vehicles 
• December 21:  Registration Relief for Certain Commodity Pool Operators, Commodity Trading Advisors or any Principal or Associated Person required to register 
• December 21:  Registration Relief for Certain Associated Persons required to register as a commission merchant 
• December 31:  Registration Relief for Certain Introducing Brokers and Commodity Trading Advisors Involved in Swaps Activities 
• December 31:  Relief for Certain U.S. Banks Wholly Owned by non-U.S. Swap Dealers for purposes of Swap Dealer Definition Calculations