On September 2, the SEC adopted a temporary rule that requires municipal advisors to register with the SEC by October 1, as required by the Dodd-Frank Act. The registration can be completed on the SEC website. SEC Release.
Finance 20/20
On September 2, the SEC adopted a temporary rule that requires municipal advisors to register with the SEC by October 1, as required by the Dodd-Frank Act. The registration can be completed on the SEC website. SEC Release.