National Futures Association (NFA)

CFTC Approves NFA’s Swap Dealer Capital Model Review Program

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On January 13, the Commodity Futures Trading Commission’s (CFTC) Market Participation Division determined that the National Futures Association’s (NFA) swap dealer capital model requirements and review program is comparable to the CFTC’s swap dealer capital model requirements and review program and is an acceptable means of compliance with CFTC Regulation 23.102. Release.

CFTC Approves National Futures Association Rules Enhancing Protections for Retail Forex Customers

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On August 27, 2015, the U.S. Commodity Futures Trading Commission (CFTC) approved rule amendments and a new interpretive notice proposed by the National Futures Association (NFA).  The rule amendments and interpretive notice enhance protections for customers of retail foreign exchange transactions.  Press Release.