request for comment on a revised draft rule

MSRB Request for Comment on Broker’s Brokers Proposed Rules

On September 8, the MSRB issued a request for comment on a revised draft rule covering the activities of broker’s brokers, revised amendments to existing rules, and a draft notice covering the activities of dealers that use the services of broker’s brokers. Broker’s brokers act as financial intermediaries between selling and bidding dealers. Comments must be submitted by November 3. MSRB Release.