The SEC approved proposed FINRA Rule 4360 which updates fidelity bond requirements under NASD Rule 3020 and NYSE Rule 319. The new rule will become effective on January 1, 2012. FINRA Notice.
Finance 20/20
The SEC approved proposed FINRA Rule 4360 which updates fidelity bond requirements under NASD Rule 3020 and NYSE Rule 319. The new rule will become effective on January 1, 2012. FINRA Notice.