Finance 20/20

Orrick

Orrick Finance 20/20

A Periodic Update for the Finance and Fintech Sectors

  • Industry Developments
  • Litigation
  • Asset Management
  • Europe
  • About Us
  • Orrick Blogs

SEC Report of NRSRO Examinations

Editorial BoardPosted on November 19, 2012

On November 15, the SEC issued its second annual staff report on the findings of examinations of NRSROs.  The staff found that except for one smaller NRSRO, all NRSROs appropriately addressed the recommendations from the 2011 report.  SEC Release.  SEC Report.

This entry was posted in Industry Developments and tagged NRSRO, SEC. Bookmark the permalink.

Post navigation

  • ← Treasury Report on Single Point of Contact
  • Rating Agency Developments →
 

Print Page

Search

Events

  • No Events

Resources

  • Derivatives in Review
  • Dodd-Frank Act
  • Housing Finance System Reform
  • JOBS Act
  • Orrick Structured Finance
  • State Governments
  • WIR Archive

Archived Editions

Topics

Submit
  • Legal Notices
  • Privacy Notice
  • Cookie Notice
  • Modern Slavery
  • Attorney Advertising
  • Transparency Information
  • Manage Cookies
© 2023 Orrick Herrington & Sutcliffe LLP. All rights reserved.