aggregation exemptions

CFTC Issues Time-Limited No-Action Relief for Aggregation Notice Filings for Position Limits


On February 6, 2017, the U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight issued a time-limited no-action letter providing relief for notice filing failures that relied on certain aggregation exemptions from federal position limit levels. The letter provides temporary relief from February 14, 2017 to August 14, 2017. Press Release. No-Action Letter.