joint public roundtable

CFTC and SEC Roundtable on Dodd-Frank Implementation

On April 12, the SEC and the CFTC announced that they will hold a joint public roundtable on May 2-3 to discuss the schedule for implementing final rules for swaps and security-based swaps under the Dodd-Frank Act. Public comments on the effective dates and phased implementation for compliance with final rules may be submitted through the CFTC website prior to the roundtable. CFTC Release.