TRACE-eligible securities

SEC Approves FINRA Amendments to TRACE Reporting Requirements

On November 21, the SEC approved amendments to FINRA Rule 6730 regarding member firms’ reporting obligations for transactions in TRACE-eligible securities (other than ABS). The amendments were made in connection with the consolidation of all TRACE-eligible securities transaction processing and data management on FINRA’s new multi product platform. The rule amendments will be effective on February 6, 2012. FINRA Release. FINRA Amended Rule.